1st Century Bancshares, Inc. 4
4 · 1st Century Bancshares, Inc. · Filed Feb 19, 2014
Insider Transaction Report
Form 4
Brooks Dave
Director
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2014-02-19−52,800→ 0 totalExercise: $5.00From: 2005-10-20Exp: 2014-02-24→ Common Stock (52,800 underlying) - Exercise/Conversion
Common Stock
2014-02-19$5.00/sh+52,800$264,000→ 180,969 total
Holdings
- 66,300(indirect: By IRA)
Common Stock
- 36,226(indirect: By Spouse)
Common Stock
Footnotes (1)
- [F1]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant, a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007.