1st Century Bancshares, Inc. 4
4 · 1st Century Bancshares, Inc. · Filed Dec 1, 2014
Insider Transaction Report
Form 4
ROTHENBERG ALAN I
DirectorCEO and Chairman of the Board
Transactions
- Gift
Common Stock
2014-11-28−15,000→ 705,680 total
Holdings
- 60,225(indirect: Alan Rothenberg Defined Benefit Pension Plan)
Common Stock
- 41,790(indirect: By 401(k))
Common Stock
- 307,573
Stock Option (right to buy)
Exercise: $8.01From: 2005-10-20Exp: 2015-08-15→ Common Stock (307,573 underlying) - 27,750(indirect: Latham & Watkins Thrift & Profit Sharing Retirement Plan)
Common Stock
Footnotes (1)
- [F1]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grants and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grants, forms of which were previously filed with the SEC as Exhibit 4.5 to the Issuer's Form S-8 on December 21, 2007 and Appendix A to the Issuer's Form DEF 14A on April 8, 2013.