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4//SEC Filing

BAYLAKE CORP 4

Accession 0001437749-15-005489

CIK 0000275119operating
View on SEC.govCompany Profile

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 2:57 PM ET

Size

19.5 KB

Accession

0001437749-15-005489

Insider Transaction Report

Form 4
Period: 2015-03-17
BAYLAKE CORPBYLK
CERA ROBERT J
DirectorChief Executive Officer
Transactions
  • Award

    Restricted Stock Units

    2015-03-17+6,263→ 6,263 total
  • Award

    Stock Options

    2015-03-17+14,441→ 14,441 total
    Exercise: $12.52Exp: 2025-03-17→ Common Stock (14,441 underlying)
Holdings

  • Common Stock

    (indirect: By IRA)
    30,350

  • Restricted Stock Units

    2,935

  • Stock Options

    Exercise: $4.15Exp: 2021-03-15→ Common Stock (17,836 underlying)
    17,836

  • Stock Options

    Exercise: $9.50Exp: 2023-03-19→ Common Stock (13,081 underlying)
    13,081

  • Stock Options

    Exercise: $13.90Exp: 2024-03-18→ Common Stock (15,644 underlying)
    15,644

  • Common Stock

    (indirect: By 401(k))
    15,000

  • Stock Options

    Exercise: $6.20Exp: 2022-04-01→ Common Stock (22,296 underlying)
    22,296

  • Restricted Stock Units

    6,394

  • Common Stock

    37,454

  • Common Stock

    (indirect: By ESPP)
    1,820.695

  • Restricted Stock Units

    13,377

  • Restricted Stock Units

    4,459
Footnotes (10)
  • [F1]The aggregate restricted stock units were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F10]The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F2]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F3]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F4]The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F5]The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
  • [F6]The aggregate stock options were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F7]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F8]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
  • [F9]The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

1 file

Issuer

BAYLAKE CORP

CIK 0000275119

→
Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0000275119

Filing Metadata

Form type
4
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 2:57 PM ET
Size
19.5 KB
View on SEC.gov