BAYLAKE CORP 4

4 · BAYLAKE CORP · Filed Mar 19, 2015

Insider Transaction Report

Form 4

Period: 2015-03-17

BAYLAKE CORPBYLK

CERA ROBERT J

DirectorChief Executive Officer

Transactions

Award
Restricted Stock Units
2015-03-17+6,263→ 6,263 total
Award
Stock Options
2015-03-17+14,441→ 14,441 total
Exercise: $12.52Exp: 2025-03-17→ Common Stock (14,441 underlying)

Holdings

Common Stock
(indirect: By IRA)
30,350
Restricted Stock Units
2,935
Stock Options
Exercise: $4.15Exp: 2021-03-15→ Common Stock (17,836 underlying)
17,836
Stock Options
Exercise: $9.50Exp: 2023-03-19→ Common Stock (13,081 underlying)
13,081
Stock Options
Exercise: $13.90Exp: 2024-03-18→ Common Stock (15,644 underlying)
15,644
Common Stock
(indirect: By 401(k))
15,000
Stock Options
Exercise: $6.20Exp: 2022-04-01→ Common Stock (22,296 underlying)
22,296
Restricted Stock Units
6,394
Common Stock
37,454
Common Stock
(indirect: By ESPP)
1,820.695
Restricted Stock Units
13,377
Restricted Stock Units
4,459

Footnotes (10)

[F1]The aggregate restricted stock units were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F10]The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F2]The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F3]The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F4]The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F5]The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
[F6]The aggregate stock options were granted on 3/17/2015 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F7]The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F8]The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
[F9]The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4