4//SEC Filing
1st Century Bancshares, Inc. 4
Accession 0001437749-15-010905
CIK 0001420525operating
Filed
May 21, 8:00 PM ET
Accepted
May 22, 2:05 PM ET
Size
8.1 KB
Accession
0001437749-15-010905
Insider Transaction Report
Form 4
ROTHENBERG ALAN I
DirectorCEO and Chairman of the Board
Transactions
- Tax Payment
Common Stock
2015-05-21$7.04/sh−5,637$39,684→ 745,043 total
Holdings
- 27,750(indirect: Latham & Watkins Thrift & Profit Sharing Retirement Plan)
Common Stock
- 60,225(indirect: Alan Rothenberg Defined Benefit Pension Plan)
Common Stock
- 44,417(indirect: By 401(k))
Common Stock
- 307,573
Stock Option (right to buy)
Exercise: $8.01From: 2005-10-20Exp: 2015-08-15→ Common Stock (307,573 underlying)
Footnotes (1)
- [F1]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant, a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007 and Appendix A to the Issuer's Form DEF 14A on April 8, 2013.
Documents
Issuer
1st Century Bancshares, Inc.
CIK 0001420525
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001420525
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 2:05 PM ET
- Size
- 8.1 KB