1st Century Bancshares, Inc. 4
4 · 1st Century Bancshares, Inc. · Filed Jun 19, 2015
Insider Transaction Report
Form 4
ROTHENBERG ALAN I
DirectorCEO and Chairman of the Board
Transactions
- Tax Payment
Common Stock
2015-06-18$8.40/sh−298,659$2,508,736→ 753,957 total - Exercise/Conversion
Stock Option (right to buy)
2015-06-18−307,573→ 0 totalExercise: $8.01From: 2005-10-20Exp: 2015-08-15→ Common Stock (307,573 underlying) - Exercise/Conversion
Common Stock
2015-06-18$8.01/sh+307,573$2,463,660→ 1,052,616 total
Holdings
- 60,225(indirect: Alan Rothenberg Defined Benefit Pension Plan)
Common Stock
- 27,750(indirect: Latham & Watkins Thrift & Profit Sharing Retirement Plan)
Common Stock
- 44,417(indirect: By 401(k))
Common Stock
Footnotes (1)
- [F1]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant, a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007 and Appendix A to the Issuer's Form DEF 14A on April 8, 2013.