4//SEC Filing
CUTERA INC 4
Accession 0001437749-16-030825
CIK 0001162461operating
Filed
May 3, 8:00 PM ET
Accepted
May 4, 8:36 PM ET
Size
19.0 KB
Accession
0001437749-16-030825
Insider Transaction Report
Form 4
CUTERA INCCUTR
CONNORS KEVIN P
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2016-05-02$8.66/sh+42,123$364,785→ 686,001 total - Sale
Common Stock
2016-05-02$11.32/sh−42,123$476,790→ 643,878 total - Exercise/Conversion
Common Stock
2016-05-04$8.66/sh+10,001$86,609→ 653,879 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-05-04−10,001→ 54,704 totalExercise: $8.66From: 2011-02-01Exp: 2016-06-08→ Common Stock (120,000 underlying) - Sale
Common Stock
2016-05-03$11.45/sh−13,172$150,780→ 643,878 total - Sale
Common Stock
2016-05-04$11.50/sh−10,001$115,012→ 643,878 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-05-02−42,123→ 77,877 totalExercise: $8.66From: 2010-07-01Exp: 2016-06-08→ Common Stock (120,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-05-03−13,172→ 64,705 totalExercise: $8.66From: 2010-11-01Exp: 2016-06-08→ Common Stock (120,000 underlying) - Exercise/Conversion
Common Stock
2016-05-03$8.66/sh+13,172$114,070→ 657,050 total
Footnotes (4)
- [F1]Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $11.25 to $11.38, with $11.319 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $11.40 to $11.705, with $11.447 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $11.50 to $11.55, with $11.50 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]Options vested according to the following schedule: 1/3rd on 06/1/2010 and 1/36th vested monthly thereafter.
Documents
Issuer
CUTERA INC
CIK 0001162461
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001162461
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 8:36 PM ET
- Size
- 19.0 KB