$NBY·4

NovaBay Pharmaceuticals, Inc. · May 13, 5:07 PM ET

NovaBay Pharmaceuticals, Inc. 4

4 · NovaBay Pharmaceuticals, Inc. · Filed May 13, 2016

Insider Transaction Report

Form 4
Period: 2016-05-09
Transactions
  • Award

    Warrant

    2016-05-09+130,890142,557 total
    Exercise: $1.91From: 2016-05-09Exp: 2020-05-05Common Stock (130,890 underlying)
Footnotes (1)
  • [F1]Warrant acquisition pursuant to a securities purchase agreement, which is one of a series of securities purchase agreements that the company entered into for the sale of an aggregate of 2,039,530 warrants to 9 accredited investors. The company expects to sell another 1,047,121 warrants pursuant to those same agreements on July 31, 2016.

Documents

1 file
  • 4
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