4//SEC Filing
CUTERA INC 4
Accession 0001437749-16-033217
CIK 0001162461operating
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 7:44 PM ET
Size
19.0 KB
Accession
0001437749-16-033217
Insider Transaction Report
Form 4
CUTERA INCCUTR
CONNORS KEVIN P
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2016-06-01$8.66/sh+19,239$166,610→ 663,117 total - Sale
Common Stock
2016-06-01$10.58/sh−19,239$203,491→ 643,878 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-05-31−1,600→ 53,104 totalExercise: $8.66From: 2011-03-01Exp: 2016-06-08→ Common Stock (120,000 underlying) - Sale
Common Stock
2016-06-02$10.57/sh−12,259$129,541→ 643,878 total - Sale
Common Stock
2016-05-31$10.66/sh−1,600$17,050→ 643,878 total - Exercise/Conversion
Common Stock
2016-06-02$8.66/sh+12,259$106,163→ 656,137 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-06-01−19,239→ 33,865 totalExercise: $8.66From: 2011-08-01Exp: 2016-06-08→ Common Stock (120,000 underlying) - Exercise/Conversion
Common Stock
2016-05-31$8.66/sh+1,600$13,856→ 645,478 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-06-02−12,259→ 21,606 totalExercise: $8.66From: 2011-12-01Exp: 2016-06-08→ Common Stock (120,000 underlying)
Footnotes (4)
- [F1]Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $10.485 to $10.780, with $10.656 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $10.400 to $10.650, with $10.577 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $10.500 to $10.650, with $10.567 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]Options vested according to the following schedule: 1/3rd on 06/1/2010 and 1/36th vested monthly thereafter.
Documents
Issuer
CUTERA INC
CIK 0001162461
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001162461
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 7:44 PM ET
- Size
- 19.0 KB