4//SEC Filing
1st Century Bancshares, Inc. 4
Accession 0001437749-16-034813
CIK 0001420525operating
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 12:11 PM ET
Size
9.9 KB
Accession
0001437749-16-034813
Insider Transaction Report
Form 4
ROTHENBERG ALAN I
DirectorCEO and Chairman of the Board
Transactions
- Disposition to Issuer
Common Stock
2016-07-01$11.22/sh−60,225$675,725→ 0 total(indirect: Alan Rothenberg Defined Benefit Pension Plan) - Disposition to Issuer
Common Stock
2016-07-01$11.22/sh−45,406.182$509,457→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Common Stock
2016-07-01$11.22/sh−27,750$311,355→ 0 total(indirect: Latham & Watkins Thrift & Profit Sharing Retirement Plan) - Disposition to Issuer
Common Stock
2016-07-01$11.22/sh−753,957$8,459,398→ 0 total
Footnotes (4)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of March 10, 2016, among 1st Century Bancshares, Inc. (the "Company"), Midland Financial Co. ("Midland") and MC 2016 Corp., a wholly-owned subsidiary of Midland (the "Merger Agreement").
- [F2]Includes restricted shares.
- [F3]Disposed of pursuant to the Merger Agreement in exchange for $11.22 for each share of the Company's common stock.
- [F4]Pursuant to the terms of the Merger Agreement, each restricted share of the Company held by the reporting person was cancelled and converted into the right to receive $11.22.
Documents
Issuer
1st Century Bancshares, Inc.
CIK 0001420525
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001420525
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 12:11 PM ET
- Size
- 9.9 KB