$NBY·4

NovaBay Pharmaceuticals, Inc. · Aug 2, 1:18 PM ET

NovaBay Pharmaceuticals, Inc. 4

4 · NovaBay Pharmaceuticals, Inc. · Filed Aug 2, 2016

Insider Transaction Report

Form 4
Period: 2016-08-01
Transactions
  • Award

    Common Stock

    2016-08-01$1.91/sh+261,780$500,000715,498 total
  • Award

    Warrant

    2016-08-01+130,890273,447 total
    Exercise: $1.91From: 2016-08-02Exp: 2026-08-02Common Stock (130,890 underlying)
Footnotes (2)
  • [F1]Share acquisition pursuant to a securities purchase agreement, which is one of a series of securities purchase agreements that the company entered into for the sale of an aggregate 2,094,241 shares on July 31, 2016.
  • [F2]Warrant acquisition pursuant to a securities purchase agreement, which is one of a series of securities purchase agreements that the company entered into for the sale of an aggregate 1,047,121 warrants on July 31, 2016.

Documents

1 file
  • 4
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