Home/Filings/4/0001437749-16-036187
4//SEC Filing

NovaBay Pharmaceuticals, Inc. 4

Accession 0001437749-16-036187

$NBYCIK 0001389545operating

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 1:18 PM ET

Size

6.8 KB

Accession

0001437749-16-036187

Insider Transaction Report

Form 4
Period: 2016-08-01
Transactions
  • Award

    Common Stock

    2016-08-01$1.91/sh+261,780$500,000715,498 total
  • Award

    Warrant

    2016-08-01+130,890273,447 total
    Exercise: $1.91From: 2016-08-02Exp: 2026-08-02Common Stock (130,890 underlying)
Footnotes (2)
  • [F1]Share acquisition pursuant to a securities purchase agreement, which is one of a series of securities purchase agreements that the company entered into for the sale of an aggregate 2,094,241 shares on July 31, 2016.
  • [F2]Warrant acquisition pursuant to a securities purchase agreement, which is one of a series of securities purchase agreements that the company entered into for the sale of an aggregate 1,047,121 warrants on July 31, 2016.

Issuer

NovaBay Pharmaceuticals, Inc.

CIK 0001389545

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001389545

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 1:18 PM ET
Size
6.8 KB