4//SEC Filing
VIVEVE MEDICAL, INC. 4
Accession 0001437749-16-038046
CIK 0000879682operating
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 8:56 PM ET
Size
8.3 KB
Accession
0001437749-16-038046
Insider Transaction Report
Form 4
Plexico Jon M
Director10% Owner
Transactions
- Award
Common Stock
2016-08-22+800→ 800 total - Award
Non-Qualified Stock Option (Right to Purchase)
2016-08-22+4,590→ 4,590 totalExercise: $7.89Exp: 2026-08-22→ Common Stock (4,590 underlying)
Holdings
- 2,599,711(indirect: See)
Common Stock
Footnotes (4)
- [F1]The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received a restricted stock award of 800 shares of common stock on August 22, 2016 (the "Grant Date"). The restricted stock award vested in the full on the Grant Date.
- [F2]Directly beneficially owned by Stonepine Capital, L.P.
- [F3]Stonepine Capital Management, LLC is the general partner of Stonepine Capital, L.P. Jon M. Plexico and Timothy P. Lynch are the Managing Members of Stonepine Capital Management, LLC and may be deemed to have shared voting and investment power over the shares beneficially owned by Stonepine Capital, L.P. Each of Stonepine Capital Management, LLC, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.
- [F4]The reporting person is a participant in the Plan and received 4,590 non-qualified stock options on the Grant Date. The non-qualified stock options will vest and become exercisable in 36 equal monthly installments beginning on the first day of the month following the Grant Date.
Documents
Issuer
VIVEVE MEDICAL, INC.
CIK 0000879682
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000879682
Filing Metadata
- Form type
- 4
- Filed
- Aug 23, 8:00 PM ET
- Accepted
- Aug 24, 8:56 PM ET
- Size
- 8.3 KB