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4//SEC Filing

SANUWAVE Health, Inc. 4

Accession 0001437749-16-039323

$SNWVCIK 0001417663operating

View on SEC.gov Company Profile

Filed

Sep 29, 8:00 PM ET

Accepted

Sep 30, 2:00 PM ET

Size

13.4 KB

Accession

0001437749-16-039323

Insider Transaction Report

Form 4

Period: 2015-10-01

SANUWAVE Health, Inc.SNWV

Richardson Kevin A II

10% Owner

Transactions

Award
Options
2015-10-01+452,381→ 452,381 total
Exercise: $0.11Exp: 2025-10-01→ Common Stock, $0.001 par value (452,381 underlying)
Disposition to Issuer
Options
2016-03-31−297,619→ 0 total
Exercise: $0.50Exp: 2025-10-01→ Common Stock, $0.001 par value (297,619 underlying)
Award
Options
2016-06-16+700,000→ 700,000 total
Exercise: $0.04Exp: 2026-06-15→ Common Stock, $0.001 par value (700,000 underlying)
Award
Options
2015-10-01+297,619→ 297,619 total
Exercise: $0.50Exp: 2025-10-01→ Common Stock, $0.001 par value (297,619 underlying)
Award
Options
2016-03-31+297,619→ 297,619 total
Exercise: $0.06Exp: 2025-10-01→ Common Stock, $0.001 par value (297,619 underlying)

Footnotes (4)

[F1]This option for 452,381 shares fully vested on October 1, 2015.
[F2]This option for 297,619 shares fully vested on October 1, 2015.
[F3]This option for 297,619shares had an adjustment to the exercise price from $0.50 to $0.06 per section 4 of the stock option agreement and SEC Registration File No. 333-208676.
[F4]This option for 700,000 shares fully vested on June 16, 2016.

Documents

1 file

4
rdgdoc.xmlPrimary
FORM 4

Issuer

SANUWAVE Health, Inc.

CIK 0001417663

Entity typeoperating

IncorporatedNV

Related Parties

1

filerCIK 0001417663

Filing Metadata

Form type: 4
Filed: Sep 29, 8:00 PM ET
Accepted: Sep 30, 2:00 PM ET
Size: 13.4 KB

View on SEC.gov