VIVEVE MEDICAL, INC. 4
4 · VIVEVE MEDICAL, INC. · Filed Nov 14, 2016
Insider Transaction Report
Form 4
Plexico Jon M
Director10% Owner
Transactions
- Award
Common Stock
2016-11-09+1,109→ 1,909 total
Holdings
- 2,599,711(indirect: See footnotes)
Common Stock
Footnotes (3)
- [F1]The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received a restricted stock award of 1,109 shares of common stock on November 9, 2016 (the "Grant Date"). The restricted stock award vested in the full on the Grant Date
- [F2]Directly beneficially owned by Stonepine Capital, L.P.
- [F3]Stonepine Capital Management, LLC is the general partner of Stonepine Capital, L.P. Jon M. Plexico and Timothy P. Lynch are the Managing Members of Stonepine Capital Management, LLC and may be deemed to have shared voting and investment power over the shares beneficially owned by Stonepine Capital, L.P. Each of Stonepine Capital Management, LLC, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.