Home/Filings/4/0001437749-16-042055
4//SEC Filing

VIVEVE MEDICAL, INC. 4

Accession 0001437749-16-042055

CIK 0000879682operating

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 4:02 PM ET

Size

14.6 KB

Accession

0001437749-16-042055

Insider Transaction Report

Form 4
Period: 2016-11-09
Plexico Jon M
Director10% Owner
Transactions
  • Award

    Common Stock

    2016-11-09+1,1091,909 total
Holdings
  • Common Stock

    (indirect: See footnotes)
    2,599,711
Footnotes (3)
  • [F1]The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received a restricted stock award of 1,109 shares of common stock on November 9, 2016 (the "Grant Date"). The restricted stock award vested in the full on the Grant Date
  • [F2]Directly beneficially owned by Stonepine Capital, L.P.
  • [F3]Stonepine Capital Management, LLC is the general partner of Stonepine Capital, L.P. Jon M. Plexico and Timothy P. Lynch are the Managing Members of Stonepine Capital Management, LLC and may be deemed to have shared voting and investment power over the shares beneficially owned by Stonepine Capital, L.P. Each of Stonepine Capital Management, LLC, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.

Issuer

VIVEVE MEDICAL, INC.

CIK 0000879682

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000879682

Filing Metadata

Form type
4
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 4:02 PM ET
Size
14.6 KB