4/A//SEC Filing
VIVEVE MEDICAL, INC. 4/A
Accession 0001437749-17-009827
CIK 0000879682operating
Filed
May 21, 8:00 PM ET
Accepted
May 22, 5:28 PM ET
Size
6.6 KB
Accession
0001437749-17-009827
Insider Transaction Report
Form 4/AAmended
Plexico Jon M
Director10% Owner
Transactions
- Award
Common Stock
2017-05-17+1,724→ 3,633 total
Holdings
- 3,849,711(indirect: See)
Common Stock
Footnotes (5)
- [F1]The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received a restricted stock award of 1,724 shares of common stock on May 17, 2017 (the "Grant Date"). The restricted stock award vested in the full on the Grant Date.
- [F2]This amendment is being filed to correct the number of shares of common stock subject to the restricted stock award issued to the reporting person which was inadvertently reported as 1,592. The correct amount is 1,724. Footnote 1 has also been corrected to reflect the same.
- [F3]Reflects the correct amount of securities beneficially owned by the reporting person following this transaction.
- [F4]Directly beneficially owned by Stonepine Capital, L.P.
- [F5]Stonepine Capital Management, LLC is the general partner of Stonepine Capital, L.P. Jon M. Plexico and Timothy P. Lynch are the Managing Members of Stonepine Capital Management, LLC and may be deemed to have shared voting and investment power over the shares beneficially owned by Stonepine Capital, L.P. Each of Stonepine Capital Management, LLC, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.
Documents
Issuer
VIVEVE MEDICAL, INC.
CIK 0000879682
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000879682
Filing Metadata
- Form type
- 4/A
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 5:28 PM ET
- Size
- 6.6 KB