Roshan Hanif A 4
4 · Aeon Global Health Corp. · Filed Mar 28, 2018
Insider Transaction Report
Form 4
Roshan Hanif A
DirectorChairman
Transactions
- Disposition to Issuer
Convertible Note
2018-03-27Exercise: $2.03From: 2017-03-20Exp: 2018-03-20→ Common Stock (125,821 underlying) - Award
Convertible Note
2018-03-27Exercise: $1.20From: 2018-03-27Exp: 2019-03-20→ Common Stock (212,847 underlying) - Award
Convertible Note
2018-03-27Exercise: $1.20From: 2018-03-27Exp: 2019-03-20→ Common Stock (420,376 underlying)
Footnotes (3)
- [F1]Effective on March 27, 2018 the registrant entered into a transaction with the reporting person to exchange a preexisting note originally issued to the reporting person on January 23, 2018 in the aggregate principal amount of $500,000 for a new note in the aggregate principal amount of $504,452 that is convertible into shares of the registrant's common stock. The new note is convertible at the initial conversion rate of $1.20 per share.
- [F2]Represents the number of shares of common stock issuable upon conversion of the principal amount of the convertible note at the initial conversion price of the convertible note.
- [F3]The reported transactions involve an amendment of a convertible note originally issued on March 20, 2017 to extend the maturity date and adjust the conversion price, resulting in the deemed cancellation of the old convertible note and the simultaneous issuance of a new convertible note, for purposes of Section 16. The reduction in the conversion price was in consideration of the Reporting Person extending the maturity date of the convertible note.