4//SEC Filing
Plexico Jon M 4
Accession 0001437749-18-012953
CIK 0000879682other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 6:20 PM ET
Size
6.0 KB
Accession
0001437749-18-012953
Insider Transaction Report
Form 4
Plexico Jon M
Director10% Owner
Transactions
- Award
Common Stock
2018-07-02+4,635→ 18,541 total
Holdings
- 3,849,711(indirect: See)
Common Stock
Footnotes (3)
- [F1]The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received a restricted stock award of 4,635 shares of common stock on July 2, 2018 (the "Grant Date"). The restricted stock award shall vest in full on the Grant Date.
- [F2]Directly beneficially owned by Stonepine Capital, L.P.
- [F3]Stonepine Capital Management, LLC is the general partner of Stonepine Capital, L.P. Jon M. Plexico and Timothy P. Lynch are the Managing Members of Stonepine Capital Management, LLC and may be deemed to have shared voting and investment power over the shares beneficially owned by Stonepine Capital, L.P. Each of Stonepine Capital Management, LLC, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.
Documents
Issuer
VIVEVE MEDICAL, INC.
CIK 0000879682
Entity typeother
Related Parties
1- filerCIK 0001462580
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 6:20 PM ET
- Size
- 6.0 KB