4//SEC Filing
Singer Michael Evan 4
Accession 0001437749-19-004254
CIK 0001023844other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 7:48 PM ET
Size
17.6 KB
Accession
0001437749-19-004254
Insider Transaction Report
Form 4
Singer Michael Evan
Director
Transactions
- Exercise/Conversion
Common Stock
2019-02-12+3,495→ 28,495 total - Tax Payment
Common Stock
2019-02-12$3.13/sh−10,881$34,058→ 17,614 total - Tax Payment
Common Stock
2019-02-12$3.13/sh−1,522$4,764→ 16,092 total - Award
Restricted Stock Units
2018-02-12+50,000→ 50,000 total→ Common Stock (50,000 underlying) - Award
Restricted Stock Units
2018-02-12+10,593→ 60,593 total→ Common Stock (10,593 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-12−25,000→ 35,593 total→ Common Stock (25,000 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-12−3,495→ 32,098 total→ Common Stock (3,495 underlying) - Exercise/Conversion
Common Stock
2019-02-12+25,000→ 25,000 total
Footnotes (6)
- [F1]Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]The restricted stock units vest in two equal annual installments beginning February 12, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.
- [F4]The restricted stock units vest in three equal annual installments beginning February 12, 2019. Vested shares will be delivered to the reporting person annually in accordance to the vesting delivery schedule.
- [F5]On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019.
- [F6]On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019.
Documents
Issuer
NATIONAL HOLDINGS CORP
CIK 0001023844
Entity typeother
Related Parties
1- filerCIK 0001715089
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 7:48 PM ET
- Size
- 17.6 KB