4//SEC Filing
Kooman Kevin James 4
Accession 0001437749-19-014161
CIK 0001358356other
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 5:14 PM ET
Size
7.4 KB
Accession
0001437749-19-014161
Insider Transaction Report
Form 4
Kooman Kevin James
Director
Transactions
- Award
Common Stock
2019-07-01+1,646→ 274,190 total(indirect: By Limited Partnershiip)
Holdings
- 1,000,000(indirect: By Partnership)
Non-Voting Common Stock
→ Common Stock (1,000,000 underlying)
Footnotes (3)
- [F1]Grant of Restricted Stock to Patriot Financial Advisors, L.P. pursuant to the Limestone Bancorp, Inc., 2018 Omnibus Equity Compensation Plan for director service. Generally, the restrictions as to transferability of the shares granted will lapse on December 31 of the calendar year in which the award occurs.
- [F2]Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder.
- [F3]Shares owned by Patriot Financial Partners III, L.P., Patriot Financial Manager, L.P., and/or Patriot Financial Advisors, L.P. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Documents
Issuer
LIMESTONE BANCORP, INC.
CIK 0001358356
Entity typeother
Related Parties
1- filerCIK 0001781615
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 5:14 PM ET
- Size
- 7.4 KB