ROMANO STEPHEN A 4
4 · US Ecology, Inc. · Filed Nov 1, 2019
Insider Transaction Report
Form 4
US Ecology, Inc.ECOL
ROMANO STEPHEN A
Director
Transactions
- Award
Stock Options
2019-11-01+4,500→ 4,500 totalExercise: $59.35From: 2020-05-21Exp: 2029-05-21→ Common Stock (4,500 underlying) - Award
Common Stock
2019-11-01+12,695→ 12,695 total
Footnotes (3)
- [F1]Acquired pursuant to that certain Agreement and Plan of Merger, dated as of June 23, 2019 ("Merger Agreement"), by and among US Ecology Holdings, Inc. (f/k/a US Ecology, Inc.) ("Parent"), NRC Group Holdings Corp., US Ecology, Inc. (f/k/a US Ecology Parent, Inc.) ("Holdco"), ECOL Merger Sub, Inc. ("ECOL Merger Sub") and Rooster Merger Sub, Inc., in a merger transaction in which ECOL Merger Sub merged with and into Parent, and each issued and outstanding share of Parent's common stock was converted into the right to receive, and became exchangeable for, one share of common stock, par value $0.01 of Holdco.
- [F2]All outstanding derivative securities of Parent, which include Options, were assumed by Holdco pursuant to the Merger Agreement and were converted into an equivalent number of Options of Holdco at an equivalent exercise price and under the same terms and conditions as the original award.
- [F3]These Options will become fully vested on May 21, 2020, subject to the Reporting Person's satisfaction of board meeting attendance requirements.