Home/Filings/4/0001437749-20-002831
4//SEC Filing

Singer Michael Evan 4

Accession 0001437749-20-002831

CIK 0001023844other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 7:16 PM ET

Size

21.3 KB

Accession

0001437749-20-002831

Insider Transaction Report

Form 4
Period: 2020-02-12
Transactions
  • Exercise/Conversion

    Common Stock

    2020-02-12+25,00041,092 total
  • Exercise/Conversion

    Common Stock

    2020-02-12+3,49644,588 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-02-1225,0007,098 total
    Common Stock (25,000 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2020-02-123,4963,602 total
    Common Stock (3,496 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
  • [F3]On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019.
  • [F4]On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019.

Issuer

NATIONAL HOLDINGS CORP

CIK 0001023844

Entity typeother

Related Parties

1
  • filerCIK 0001715089

Filing Metadata

Form type
4
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 7:16 PM ET
Size
21.3 KB