Singer Michael Evan 4
4 · NATIONAL HOLDINGS CORP · Filed Feb 14, 2020
Insider Transaction Report
Form 4
Singer Michael Evan
Director
Transactions
- Exercise/Conversion
Common Stock
2020-02-12+25,000→ 41,092 total - Exercise/Conversion
Common Stock
2020-02-12+3,496→ 44,588 total - Exercise/Conversion
Restricted Stock Units
2020-02-12−25,000→ 7,098 total→ Common Stock (25,000 underlying) - Exercise/Conversion
Restricted Stock Units
2020-02-12−3,496→ 3,602 total→ Common Stock (3,496 underlying)
Footnotes (4)
- [F1]Each restricted stock unit converted into one share of National Holdings Corporation (the "Company") common stock.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F3]On February 12, 2018, the reporting person was granted 50,000 restricted stock units. These stock units vest in two equal annual installments beginning February 12, 2019.
- [F4]On February 12, 2018, the reporting person was granted 10,593 restricted stock units. These stock units vest in three equal annual installments beginning February 12, 2019.