4//SEC Filing
Bensalah Nocair 4
Accession 0001437749-20-003292
CIK 0001421517other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 9:06 PM ET
Size
24.8 KB
Accession
0001437749-20-003292
Insider Transaction Report
Form 4
Bensalah Nocair
VP of Manufacturing
Transactions
- Exercise/Conversion
Common Stock
2020-02-21$2.75/sh+1,799$4,947→ 60,763 total - Sale
Common Stock
2020-02-21$11.02/sh−1,799$19,823→ 58,964 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-19−1,604→ 1,124 totalExercise: $2.75Exp: 2025-03-10→ Common Stock (1,604 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-20−16,042→ 3,473 totalExercise: $2.75Exp: 2025-03-10→ Common Stock (16,042 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-21−1,799→ 1,674 totalExercise: $2.75Exp: 2025-03-10→ Common Stock (1,799 underlying) - Sale
Common Stock
2020-02-19$11.00/sh−1,604$17,644→ 58,964 total - Exercise/Conversion
Common Stock
2020-02-20$2.75/sh+16,042$44,116→ 75,006 total - Exercise/Conversion
Common Stock
2020-02-19$2.75/sh+1,604$4,411→ 60,568 total - Exercise/Conversion
Common Stock
2020-02-20$2.75/sh+1,124$3,091→ 60,088 total - Sale
Common Stock
2020-02-20$11.01/sh−1,124$12,380→ 58,964 total - Sale
Common Stock
2020-02-20$11.01/sh−16,042$176,687→ 58,964 total - Tax Payment
Common Stock
2020-02-21$10.42/sh−97$1,011→ 58,867 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-02-20−1,124→ 0 totalExercise: $2.75Exp: 2025-03-10→ Common Stock (1,124 underlying)
Footnotes (5)
- [F1]This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 15, 2019.
- [F2]This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F3]This figure is the weighted average sales price of multiple trades ranging from $11.00 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- [F4]Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
- [F5]This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable.
Documents
Issuer
Energy Recovery, Inc.
CIK 0001421517
Entity typeother
Related Parties
1- filerCIK 0001544254
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 9:06 PM ET
- Size
- 24.8 KB