LIMESTONE BANCORP, INC.·4

Jun 28, 4:10 PM ET

Kooman Kevin James 4

4 · LIMESTONE BANCORP, INC. · Filed Jun 28, 2021

Insider Transaction Report

Form 4
Period: 2021-06-25
Transactions
  • Purchase

    Common Stock

    2021-06-25$16.50/sh+7,392$121,968335,298 total(indirect: By Partnership)
Holdings
  • Non-Voting Common Stock

    (indirect: By Partnership)
    Common Stock (1,000,000 underlying)
    1,000,000
Footnotes (3)
  • [F1]Represents transactions by Patriot Financial Partners III, L.P
  • [F2]Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder.
  • [F3]Shares owned by Patriot Financial Partners III, L.P., Patriot Financial Manager, L.P., and/or Patriot Financial Advisors, L.P.. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4