5//SEC Filing
SHEEDY CHARLES E 5
Accession 0001437749-22-009782
CIK 0001091596other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 9:24 PM ET
Size
12.6 KB
Accession
0001437749-22-009782
Insider Transaction Report
Form 5
SHEEDY CHARLES E
10% Owner
Transactions
- Purchase
Common Stock
2020-10-05$0.40/sh+175,000$70,000→ 8,763,517 total - Other
Warrants to purchase Common Stock
2020-10-05+1,431,615→ 1,431,615 totalExercise: $0.40From: 2020-10-05Exp: 2025-10-05→ Common Stock (1,431,615 underlying) - Other
Common Stock
2020-10-05$0.40/sh+302,205$120,882→ 8,588,517 total - Other
Warrants to purchase Common Stock
2020-10-05−165,000→ 0 totalExercise: $0.40→ Common Stock (165,000 underlying)
Holdings
- 3,365(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Conversion shares acquired in accordance with Recapitalization Agreement Schedule dated as of October 5, 2020
- [F2]Purchase shares acquired in accordance with Recapitalization Agreement Schedule dated as of October 5, 2020
- [F3]The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein.
- [F4]Acquired in accordance with Recapitalization Agreement Schedule dated as of October 5, 2020
- [F5]The reported transactions involved a recapitalization resulting in the deemed cancellation of the "old" warrants and the deemed grant of "replacement" warrants.
- [F6]Cancelled in accordance with Recapitalization Agreement Schedule dated as of October 5, 2020
- [F7]Originally exercisable on 11/15/19 and 12/06/19, with expirations of 11/15/24 and 12/06/24, respectively, for 15,000 shares and 150,000 shares
Documents
Issuer
Nuo Therapeutics, Inc.
CIK 0001091596
Entity typeother
Related Parties
1- filerCIK 0001005483
Filing Metadata
- Form type
- 5
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 9:24 PM ET
- Size
- 12.6 KB