SHEEDY CHARLES E 5
5 · Nuo Therapeutics, Inc. · Filed Apr 26, 2022
Insider Transaction Report
Form 5
SHEEDY CHARLES E
10% Owner
Transactions
- Other
Warrants to purchase Common Stock
2021-12-01−1,431,615→ 0 totalExercise: $0.40From: 2020-10-05Exp: 2025-10-05→ Common Stock (1,431,615 underlying) - Exercise of In-Money
Common Stock
2021-12-30$0.20/sh+1,431,615$286,323→ 10,195,132 total - Other
Warrants to purchase Common Stock
2021-12-01+1,431,615→ 1,431,615 totalExercise: $0.20From: 2021-12-01Exp: 2022-01-31→ Common Stock (1,431,615 underlying) - Exercise of In-Money
Warrants to purchase Common Stock
2021-12-30−1,431,615→ 0 totalExercise: $0.20From: 2021-12-01Exp: 2022-01-31→ Common Stock (1,431,615 underlying)
Holdings
- 3,365(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein.
- [F2]Acquired in accordance with Warrant Modification Agreement dated as of 12/01/21
- [F3]The reported transactions relate to an amendment of the exercise price of outstanding warrants contingent upon the Reporting Person exercising the warrants. As a result, the outstanding warrants were deemed cancelled and modified warrants were issued for the same number of shares of Common Stock, but with a reduced exercise price.
- [F4]Cancelled in accordance with Warrant Modification Agreement dated as of 12/01/21