5//SEC Filing
SHEEDY CHARLES E 5
Accession 0001437749-22-009785
CIK 0001091596other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 9:28 PM ET
Size
12.9 KB
Accession
0001437749-22-009785
Insider Transaction Report
Form 5
SHEEDY CHARLES E
10% Owner
Transactions
- Other
Warrants to purchase Common Stock
2021-12-01−1,431,615→ 0 totalExercise: $0.40From: 2020-10-05Exp: 2025-10-05→ Common Stock (1,431,615 underlying) - Exercise of In-Money
Common Stock
2021-12-30$0.20/sh+1,431,615$286,323→ 10,195,132 total - Other
Warrants to purchase Common Stock
2021-12-01+1,431,615→ 1,431,615 totalExercise: $0.20From: 2021-12-01Exp: 2022-01-31→ Common Stock (1,431,615 underlying) - Exercise of In-Money
Warrants to purchase Common Stock
2021-12-30−1,431,615→ 0 totalExercise: $0.20From: 2021-12-01Exp: 2022-01-31→ Common Stock (1,431,615 underlying)
Holdings
- 3,365(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein.
- [F2]Acquired in accordance with Warrant Modification Agreement dated as of 12/01/21
- [F3]The reported transactions relate to an amendment of the exercise price of outstanding warrants contingent upon the Reporting Person exercising the warrants. As a result, the outstanding warrants were deemed cancelled and modified warrants were issued for the same number of shares of Common Stock, but with a reduced exercise price.
- [F4]Cancelled in accordance with Warrant Modification Agreement dated as of 12/01/21
Documents
Issuer
Nuo Therapeutics, Inc.
CIK 0001091596
Entity typeother
Related Parties
1- filerCIK 0001005483
Filing Metadata
- Form type
- 5
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 9:28 PM ET
- Size
- 12.9 KB