Home/Filings/4/0001437749-22-015095
4//SEC Filing

CLAUSEN PETER 4

Accession 0001437749-22-015095

CIK 0001091596other

Filed

Jun 14, 8:00 PM ET

Accepted

Jun 15, 6:18 PM ET

Size

5.8 KB

Accession

0001437749-22-015095

Insider Transaction Report

Form 4
Period: 2022-06-06
Transactions
  • Award

    Option to Purchase Common Stock

    2022-06-06+275,000275,000 total
    Exercise: $0.75From: 2022-03-04Exp: 2032-03-04Common Stock (275,000 underlying)
Footnotes (2)
  • [F1]The grant of these options was approved by the issuer's Board of Directors on March 4, 2022, subject to stockholder approval of an amendment to increase the number of shares available for issuance under the issuer's 2016 Omnibus Incentive Compensation Plan pursuant to which the options were granted. Stockholder approval was obtained by means of a written consent and the issuer filed a related Information Statement on Schedule 14C with the SEC on April 27, 2022. The stockholder approval became effective on June 6, 2022.
  • [F2]One-third exercisable immediately on 03/04/2022 and the remainder exercisable quarterly over three years.

Issuer

Nuo Therapeutics, Inc.

CIK 0001091596

Entity typeother

Related Parties

1
  • filerCIK 0001605411

Filing Metadata

Form type
4
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 6:18 PM ET
Size
5.8 KB