4//SEC Filing
AUERBACH ALAN H 4
Accession 0001437749-22-028564
CIK 0001401667other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 4:37 PM ET
Size
5.2 KB
Accession
0001437749-22-028564
Insider Transaction Report
Form 4
AUERBACH ALAN H
DirectorPresident and CEO10% Owner
Transactions
- Sale
Common Stock
2022-12-02$4.50/sh−1,251$5,627→ 6,311,698 total
Footnotes (2)
- [F1]The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units in accordance with the Company's mandatory sale to cover taxes program.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.4601 to $4.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Documents
Issuer
PUMA BIOTECHNOLOGY, INC.
CIK 0001401667
Entity typeother
Related Parties
1- filerCIK 0001358285
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 4:37 PM ET
- Size
- 5.2 KB