Insider · CIK 0001358285

AUERBACH ALAN H

Reports to the SEC for 3 companies · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001358285

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-07-06	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−44.1K sh	$8.26	−$364K	7,261,671
2026-02-18	PBYIPUMA BIOTECHNOLOGY, INC. · Stock Option (Right to Buy)A Award	Director, President and CEO, 10% Owner	AAward	+227K sh	—	—	227,474
2026-02-18	PBYIPUMA BIOTECHNOLOGY, INC.A Award	Director, President and CEO, 10% Owner	AAward	+160K sh	—	—	7,305,729
2026-01-07	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−18K sh	$5.88	−$106K	7,145,951
2026-01-06	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−16.9K sh	$5.84	−$99K	7,163,963
2025-07-09	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−21.6K sh	$3.54	−$76.3K	7,180,901
2025-07-08	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−25.6K sh	$3.53	−$90.4K	7,202,481
2025-02-07	PBYIPUMA BIOTECHNOLOGY, INC.A Award	Director, President and CEO, 10% Owner	AAward	+198K sh	—	—	7,228,073
2025-02-07	PBYIPUMA BIOTECHNOLOGY, INC. · Stock Option (Right to Buy)A Award	Director, President and CEO, 10% Owner	AAward	+275K sh	—	—	274,622
2025-01-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−33.8K sh	$3.15	−$107K	7,029,674
2024-07-17	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−21.9K sh	$3.70	−$81.1K	7,063,515
2024-07-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−18.9K sh	$3.27	−$61.7K	7,085,435
2024-03-15	PBYIPUMA BIOTECHNOLOGY, INC.A Award	Director, President and CEO, 10% Owner	AAward	+6,577 sh	—	—	7,104,320
2024-03-15	PBYIPUMA BIOTECHNOLOGY, INC. · Stock Option (Right to Buy)A Award	Director, President and CEO, 10% Owner	AAward	+9,047 sh	—	—	9,047
2024-02-12	PBYIPUMA BIOTECHNOLOGY, INC.A Award	Director, President and CEO, 10% Owner	AAward	+161K sh	—	—	7,097,743
2024-02-12	PBYIPUMA BIOTECHNOLOGY, INC. · Stock Option (Right to Buy)A Award	Director, President and CEO, 10% Owner	AAward	+223K sh	—	—	222,573
2024-01-03	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−41.4K sh	$4.49	−$186K	6,936,947
2023-07-03	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−60.7K sh	$3.31	−$201K	6,978,343
2023-02-10	PBYIPUMA BIOTECHNOLOGY, INC.A Award	Director, President and CEO, 10% Owner	AAward	+186K sh	—	—	7,039,041
2023-02-10	PBYIPUMA BIOTECHNOLOGY, INC. · Stock Option (Right to Buy)A Award	Director, President and CEO, 10% Owner	AAward	+259K sh	—	—	258,924
2023-01-03	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−27.2K sh	$4.18	−$114K	6,852,638
2022-12-12	PBYIPUMA BIOTECHNOLOGY, INC.A Award	Director, President and CEO, 10% Owner	AAward	+568K sh	$4.40	+$2.5M	6,879,879
2022-12-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,251 sh	$4.50	−$5,626.748	6,311,698
2022-11-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,242 sh	$2.25	−$2,794.5	6,312,949
2022-10-03	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,260 sh	$2.34	−$2,942.604	6,314,191
2022-09-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,254 sh	$2.59	−$3,247.358	6,315,451
2022-08-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,247 sh	$2.89	−$3,603.83	6,316,705
2022-07-05	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−26.1K sh	$2.63	−$68.8K	6,317,952
2022-06-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,200 sh	$1.94	−$2,332.92	6,344,092
2022-05-03	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,263 sh	$2.32	−$2,930.286	6,345,292
2022-04-04	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,198 sh	$3.08	−$3,687.444	6,346,555
2022-03-10	PBYIPUMA BIOTECHNOLOGY, INC.A Award	Director, President and CEO, 10% Owner	AAward	+1.79M sh	$2.79	+$5M	6,347,753
2022-03-03	PBYIPUMA BIOTECHNOLOGY, INC.A Award	Director, President and CEO, 10% Owner	AAward	+169K sh	—	—	4,555,639
2022-03-03	PBYIPUMA BIOTECHNOLOGY, INC. · Stock Option (Right to Buy)A Award	Director, President and CEO, 10% Owner	AAward	+241K sh	—	—	241,176
2022-03-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,294 sh	$2.26	−$2,919.393	4,386,815
2022-02-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,316 sh	$2.46	−$3,238.676	4,388,109
2022-01-03	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−22.9K sh	$3.19	−$72.9K	4,389,425
2021-12-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,837 sh	$2.90	−$5,327.3	4,412,300
2021-11-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,795 sh	$5.63	−$10.1K	4,414,137
2021-10-04	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,858 sh	$6.15	−$11.4K	4,415,932
2021-09-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,764 sh	$7.60	−$13.4K	4,417,790
2021-08-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,764 sh	$7.53	−$13.3K	4,419,554
2021-07-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−5,332 sh	$8.84	−$47.1K	4,421,318
2021-06-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,757 sh	$10.74	−$18.9K	4,426,650
2021-05-03	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,758 sh	$9.01	−$15.8K	4,428,407
2021-04-05	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,584 sh	$9.80	−$15.5K	4,430,165
2021-03-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,238 sh	$10.14	−$12.6K	4,431,749
2021-02-17	PBYIPUMA BIOTECHNOLOGY, INC. · STOCK OPTION (RIGHT TO BUY)A Award	Director, President and CEO, 10% Owner	AAward	+211K sh	—	—	210,944
2021-02-17	PBYIPUMA BIOTECHNOLOGY, INC.A Award	Director, President and CEO, 10% Owner	AAward	+150K sh	—	—	4,432,987
2021-02-02	PBYIPUMA BIOTECHNOLOGY, INC.S Sale	Director, President and CEO, 10% Owner	SSale	−1,222 sh	$12.22	−$14.9K	4,283,036

Recent filings

Accepted (ET)
Jul 84
AUERBACH ALAN H0001437749-26-023079
SEC(opens sec.gov)
Feb 204
AUERBACH ALAN H0001437749-26-004948
SEC(opens sec.gov)
Jan 84
AUERBACH ALAN H0001437749-26-000924
SEC(opens sec.gov)
Jul 104
AUERBACH ALAN H0001437749-25-022547
SEC(opens sec.gov)
Feb 114
AUERBACH ALAN H0001437749-25-003454
SEC(opens sec.gov)
Jan 34
AUERBACH ALAN H0001437749-25-000359
SEC(opens sec.gov)
Jul 184
AUERBACH ALAN H0001437749-24-023014
SEC(opens sec.gov)
Jul 24
AUERBACH ALAN H0001437749-24-022061
SEC(opens sec.gov)
Mar 194
AUERBACH ALAN H0001437749-24-008575
SEC(opens sec.gov)
Feb 144
AUERBACH ALAN H0001437749-24-004211
SEC(opens sec.gov)
Jan 54
AUERBACH ALAN H0001437749-24-000770
SEC(opens sec.gov)
Jul 64
AUERBACH ALAN H0001437749-23-019519
SEC(opens sec.gov)
Feb 144
AUERBACH ALAN H0001437749-23-003371
SEC(opens sec.gov)

Companies

Address

C/O PUMA BIOTECHNOLOGY, INC. 10880 WILSHIRE BLVD., SUITE 1700

LOS ANGELES, CA, 90024