4//SEC Filing
Feinglass Howard 4
Accession 0001437749-23-006146
CIK 0001901637other
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 2:19 PM ET
Size
18.5 KB
Accession
0001437749-23-006146
Insider Transaction Report
Form 4
Feinglass Howard
Director10% Owner
Transactions
- Sale
Class A Voting Common Stock
2023-03-08+6,314→ 6,314 total
Holdings
- 4,485,909(indirect: By Priam Capital Fund II, LP)
Class A Voting Common Stock
- 4,000
Option to Purchase Class A Voting Stock
Exercise: $11.35From: 2019-09-23→ Class A Voting Common Stock (4,000 underlying) - 7,500
Option to Purchase Class A Voting Stock
Exercise: $7.50From: 2016-03-01→ Class A Voting Common Stock (7,500 underlying)
Priam Capital Associates II LLC
10% Owner
Transactions
- Sale
Class A Voting Common Stock
2023-03-08+6,314→ 6,314 total
Holdings
- 7,500
Option to Purchase Class A Voting Stock
Exercise: $7.50From: 2016-03-01→ Class A Voting Common Stock (7,500 underlying) - 4,000
Option to Purchase Class A Voting Stock
Exercise: $11.35From: 2019-09-23→ Class A Voting Common Stock (4,000 underlying) - 4,485,909(indirect: By Priam Capital Fund II, LP)
Class A Voting Common Stock
Priam Capital Fund II, L.P.
10% Owner
Transactions
- Sale
Class A Voting Common Stock
2023-03-08+6,314→ 6,314 total
Holdings
- 7,500
Option to Purchase Class A Voting Stock
Exercise: $7.50From: 2016-03-01→ Class A Voting Common Stock (7,500 underlying) - 4,000
Option to Purchase Class A Voting Stock
Exercise: $11.35From: 2019-09-23→ Class A Voting Common Stock (4,000 underlying) - 4,485,909(indirect: By Priam Capital Fund II, LP)
Class A Voting Common Stock
Footnotes (3)
- [F1]Represents the grant of 6,314 shares of restricted stock which vest on December 31, 2023.
- [F2]Priam Capital Fund II, L.P. ("Priam Capital II") directly holds 4,485,909 shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.
- [F3]The option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) 10 years after its date of grant or (b) three months after the date Mr. Feinglass ceases to serve as a non-employee director of the Issuer.
Documents
Issuer
USCB FINANCIAL HOLDINGS, INC.
CIK 0001901637
Entity typeother
Related Parties
1- filerCIK 0001732866
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 7:00 PM ET
- Accepted
- Mar 10, 2:19 PM ET
- Size
- 18.5 KB