Feinglass Howard 4
4 · USCB FINANCIAL HOLDINGS, INC. · Filed May 11, 2023
Insider Transaction Report
Form 4
Feinglass Howard
Director10% Owner
Transactions
- Purchase
Class A Voting Common Stock
2023-05-09$8.99/sh+5,100$45,833→ 45,491,009 total(indirect: By Priam Capital Fund II, LP) - Purchase
Class A Voting Common Stock
2023-05-10$8.98/sh+7,300$65,591→ 45,498,309 total(indirect: By Priam Capital Fund II, LP)
Holdings
- 6,314
Class A Voting Common Stock
- 7,500
Option to Purchase Class A Voting Stock
Exercise: $7.50From: 2016-03-01→ Class A Voting Common Stock (7,500 underlying) - 4,000
Option to Purchase Class A Voting Stock
Exercise: $11.35From: 2019-09-23→ Class A Voting Common Stock (4,000 underlying)
Footnotes (2)
- [F1]Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.
- [F2]The option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) 10 years after its date of grant or (b) three months after the date Mr. Feinglass ceases to serve as a non-employee director of the Issuer.