Merrill Judd 4
4 · Aqua Metals, Inc. · Filed Jul 6, 2023
Insider Transaction Report
Form 4
Merrill Judd
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2023-07-03$1.21/sh−87,276$105,604→ 1,486,507 total - Disposition to Issuer
Common Stock
2023-07-06$1.12/sh−25,000$28,000→ 1,461,507 total
Footnotes (3)
- [F1]Represents the number of shares withheld and returned to the plan to cover the tax liability of the July 3, 2023 vesting of a previously reported restricted share grant represented in Table I.
- [F2]Includes 704,662 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.
- [F3]Represents the number of shares sold by the Reporting Person under a 10b5-1 plan. Adoption date of referenced 10b5-1(c) plan is: 03-16-2023