Home/Filings/4/0001437749-23-024844
4//SEC Filing

Geffken Daniel E. 4

Accession 0001437749-23-024844

CIK 0000946486other

Filed

Aug 28, 8:00 PM ET

Accepted

Aug 29, 4:37 PM ET

Size

7.5 KB

Accession

0001437749-23-024844

Insider Transaction Report

Form 4
Period: 2023-08-23
Transactions
  • Award

    Stock Option (Right to Buy)

    2023-08-23+3,0503,050 total
    Exercise: $1.21Exp: 2033-08-23Common Stock (3,050 underlying)
  • Award

    Common Stock

    2023-08-23+2,0332,175 total
Footnotes (3)
  • [F1]These shares represent restricted stock units (RSUs), which represent a contingent right to receive the equivalent number of shares of common stock. These RSUs shall vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) Windtree's subsequent annual meeting of stockholders, provided that the reporting person remains in continuous service through the vesting date.
  • [F2]Adjusted to reflect 1-for-50 reverse stock split effective February 24, 2023.
  • [F3]The stock option shall vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) Windtree's subsequent annual meeting of stockholders, provided that the reporting person remains in continuous service through the vesting date.

Issuer

WINDTREE THERAPEUTICS INC /DE/

CIK 0000946486

Entity typeother

Related Parties

1
  • filerCIK 0001314756

Filing Metadata

Form type
4
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 4:37 PM ET
Size
7.5 KB