4//SEC Filing
Simkoff Maxwell 4
Accession 0001437749-23-025398
CIK 0001722438other
Filed
Sep 6, 8:00 PM ET
Accepted
Sep 7, 4:17 PM ET
Size
10.5 KB
Accession
0001437749-23-025398
Insider Transaction Report
Form 4
Saslaw-Simkoff Revocable Trust
10% Owner
Transactions
- Sale
Common stock
2023-09-06$6.25/sh−2,175$13,600→ 335,080 total
Holdings
- 1,801,350(indirect: By Trust)
Common stock
- 28,235(indirect: Maxwell Simkoff 2023 GRAT)
Common stock
- 28,235(indirect: Jennifer Saslaw 2023 GRAT)
Common stock
Simkoff Maxwell
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Common stock
2023-09-06$6.25/sh−2,175$13,600→ 335,080 total
Holdings
- 1,801,350(indirect: By Trust)
Common stock
- 28,235(indirect: Jennifer Saslaw 2023 GRAT)
Common stock
- 28,235(indirect: Maxwell Simkoff 2023 GRAT)
Common stock
Footnotes (5)
- [F1]As previously reported, on June 29, 2022 (the "Date of Grant"), the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock. The grant vests as follows: 1/16th of the total RSUs will vest on each successive Scheduled Vesting Date following the Date of Grant, with a "Scheduled Vesting Date" being September 1, December 1, March 1 and June 1 of the applicable year, provided the reporting person is continuously employed through such date as applicable, with the first 1/16th of the RSUs vesting on September 1, 2022 and the final 1/16th of the RSUs vesting on September 1, 2026. On September 1, 2023, 6,088 shares of such RSUs vested. In connection with this vesting, 2,175 shares were sold on September 6, 2023 to satisfy the reporting person's tax withholding obligations.
- [F2]The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $6.18 to $6.34, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
- [F3]These shares are owned directly by The Saslaw-Simkoff Revocable Trust and indirectly by Maxwell Simkoff as trustee of the trust. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- [F4]These shares are owned directly by the Maxwell Simkoff 2023 GRAT. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- [F5]These shares are held for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Documents
Issuer
Doma Holdings, Inc.
CIK 0001722438
Entity typeother
Related Parties
1- filerCIK 0001868802
Filing Metadata
- Form type
- 4
- Filed
- Sep 6, 8:00 PM ET
- Accepted
- Sep 7, 4:17 PM ET
- Size
- 10.5 KB