4/A//SEC Filing
Dissinger Todd 4/A
Accession 0001437749-23-028692
CIK 0001547459other
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 6:00 PM ET
Size
9.6 KB
Accession
0001437749-23-028692
Insider Transaction Report
Form 4/AAmended
Dissinger Todd
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2023-10-02$12.91/sh−1,012$13,065→ 62,666 total - Exercise/Conversion
Common Stock
2023-10-02+3,520→ 63,678 total - Exercise/Conversion
Restricted Stock Units
2023-10-02−3,520→ 96,536 totalExercise: $0.00From: 2023-10-02Exp: 2023-10-02→ Common Stock (3,520 underlying)
Footnotes (4)
- [F1]Represents shares of NGVC common stock issued to the reporting person upon the vesting of 3,520 restricted stock units ("RSUs") on October 2, 2023, the business day immediately following the vesting date of October 1, 2023, where each RSU represented the economic equivalent of one share of NGVC common stock.
- [F2]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of the RSUs.
- [F3]Each RSU represents a contingent right to receive one share of NGVC common stock.
- [F4]Includes: (a) 1,600 RSUs vesting on October 1, 2024; (b) 1,920 RSUs vesting on each of October 1, 2024 and 2025; (c) 25,000 RSUs vesting on September 30, 2024; (d) 31,876 RSUs vesting on December 31, 2024; (e) 11,407 RSUs vesting on each of August 15, 2024 and 2025; and (f) 11,406 RSUs vesting on August 15, 2026.
Documents
Issuer
Natural Grocers by Vitamin Cottage, Inc.
CIK 0001547459
Entity typeother
Related Parties
1- filerCIK 0001726950
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 6:00 PM ET
- Size
- 9.6 KB