4//SEC Filing
FINE N SCOTT 4
Accession 0001437749-23-028700
CIK 0000922247other
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 6:05 AM ET
Size
9.1 KB
Accession
0001437749-23-028700
Insider Transaction Report
Form 4
FINE N SCOTT
Director
Transactions
- Exercise of In-Money
Common Stock
2023-10-20$0.71/sh+299,402$212,575→ 743,804 total - Exercise of In-Money
Warrant to Purchase Common Stock
2023-10-20$0.13/sh−299,402$37,425→ 0 totalExercise: $0.71From: 2023-04-20Exp: 2030-04-20→ Common Stock (299,402 underlying) - Purchase
Warrant to Purchase Common Stock
2023-10-20+329,342→ 329,342 totalExercise: $0.95From: 2023-10-20Exp: 2027-10-20→ Common Stock (329,342 underlying)
Footnotes (1)
- [F1]The Reporting Person exercised vested Warrants (the "Original Warrants") to purchase 299,402 shares of the Issuer's common stock pursuant to a Securities Purchase Agreement dated October 20, 2023 ("Closing Date"). The Reporting Person exercised his Original Warrant in full on or prior to the Closing Date in consideration of the receipt of new warrants with an exercise price equal to $0.95 per share, to purchase 110% of the shares of the Issuer's common stock covered under the Original Warrants.
Documents
Issuer
Cyclo Therapeutics, Inc.
CIK 0000922247
Entity typeother
Related Parties
1- filerCIK 0001163556
Filing Metadata
- Form type
- 4
- Filed
- Oct 22, 8:00 PM ET
- Accepted
- Oct 23, 6:05 AM ET
- Size
- 9.1 KB