WAVEDANCER, INC.·4

Nov 7, 3:42 PM ET

Pickle William Henry 4

4 · WAVEDANCER, INC. · Filed Nov 7, 2023

Insider Transaction Report

Form 4
Period: 2023-11-03
Transactions
  • Award

    Options (Right-to-Buy)

    2023-11-03+5,00015,000 total
    Exercise: $2.03Exp: 2028-10-25Common Stock (5,000 underlying)
Holdings
  • Warrants (right-to-buy)

    (indirect: By Trust)
    Common Stock (6,829 underlying)
    6,829
Footnotes (5)
  • [F1]Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.
  • [F2]The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025.
  • [F3]Includes 6,500 warrants exercisable at $30.00 per share and 329 warrants exercisable at $45.00 per share.
  • [F4]Includes 6,500 warrants exercisable on August 26, 2021, and 329 warrants exercisable on January 1, 2023.
  • [F5]Includes 6,500 warrants expiring August 26, 2026, and 329 warrants expiring December 31, 2026.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4