4//SEC Filing
Simkoff Maxwell 4
Accession 0001437749-24-015368
CIK 0001722438other
Filed
May 7, 8:00 PM ET
Accepted
May 8, 4:16 PM ET
Size
12.8 KB
Accession
0001437749-24-015368
Insider Transaction Report
Form 4
Simkoff Maxwell
DirectorChief Executive Officer10% Owner
Transactions
- Gift
Common stock
2024-05-07−28,235→ 0 total(indirect: Maxwell Simkoff 2023 GRAT) - Gift
Common stock
2024-05-07+56,470→ 1,857,820 total(indirect: By Trust) - Tax Payment
Common stock
2024-05-06$6.05/sh−5,808$35,138→ 298,408 total - Gift
Common stock
2024-05-07−28,235→ 0 total(indirect: Jennifer Saslaw 2023 GRAT)
Saslaw-Simkoff Revocable Trust
10% Owner
Transactions
- Tax Payment
Common stock
2024-05-06$6.05/sh−5,808$35,138→ 298,408 total - Gift
Common stock
2024-05-07−28,235→ 0 total(indirect: Maxwell Simkoff 2023 GRAT) - Gift
Common stock
2024-05-07−28,235→ 0 total(indirect: Jennifer Saslaw 2023 GRAT) - Gift
Common stock
2024-05-07+56,470→ 1,857,820 total(indirect: By Trust)
Footnotes (5)
- [F1]As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was August 3, 2023, and the grant vests as follows: 50% of the RSUs vest on the six-month anniversary of the Vesting Commencement Date and the remainder vest in 4 consecutive, equal, quarterly installments such that the award is fully vested on the 18-month anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On May 3, 2024, 16,875 shares of such RSUs vested. In connection with this vesting, 5,808 shares were withheld on May 6, 2024 to satisfy the reporting person's tax withholding obligations.
- [F2]28,235 shares of Company common stock were previously owned by each of the Jennifer Saslaw 2023 GRAT and the Max Simkoff 2023 GRAT. These shares were distributed in the form of an annuity payment pursuant to the terms of the GRATS and subsequently transferred to The Saslaw-Simkoff Revocable Trust for no consideration.
- [F3]These shares are owned directly by the Maxwell Simkoff 2023 GRAT. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- [F4]These shares are held for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F5]These shares are owned directly by The Saslaw-Simkoff Revocable Trust and indirectly by Maxwell Simkoff as trustee of the trust. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Documents
Issuer
Doma Holdings, Inc.
CIK 0001722438
Entity typeother
Related Parties
1- filerCIK 0001868802
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 4:16 PM ET
- Size
- 12.8 KB