Anderson Robert B. 4
4 · USCB FINANCIAL HOLDINGS, INC. · Filed May 24, 2024
Insider Transaction Report
Form 4
Anderson Robert B.
Executive VP and CFO
Transactions
- Purchase
Class A Voting Common Stock
2024-05-23$12.12/sh+7,000$84,840→ 86,933 total - Purchase
Class A Voting Common Stock
2024-05-24$11.94/sh+271$3,236→ 87,204 total
Holdings
- 30,000
Options to Purchase Class A Voting Common Stock
Exercise: $8.75From: 2021-09-10Exp: 2030-09-10→ Class A Voting Common Stock (30,000 underlying) - 60,000
Options to Purchase Class A Voting
Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Class A Voting Common Stock (60,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.86 to $12.20, inclusive. The reporting person undertakes to provide to USCB Financial Holdings, Inc. ("USCB"), any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.69 to $12.00, inclusive. The reporting person undertakes to provide to USCB, any securities holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F3]Includes 4,127 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 1/22/2024, and 5,367 shares of restricted stock which vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 3/8/2023.
- [F4]The options vested at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/10/2020.
- [F5]The options vest at a rate of one-third per year commencing on the first anniversary of the date of grant, which was 9/27/2021.