4//SEC Filing
Levinson Mitchell E. 4
Accession 0001437749-24-022341
CIK 0001625101other
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 9:56 PM ET
Size
33.3 KB
Accession
0001437749-24-022341
Insider Transaction Report
Form 4
Levinson Mitchell E.
Director
Transactions
- Exercise of In-Money
Common Stock
2024-07-03+1,241→ 20,000 total(indirect: By Spouse) - Exercise of In-Money
Common Stock
2024-07-03+322→ 7,999 total(indirect: Immediate Family Member 1) - Exercise of In-Money
Common Stock
2024-07-03+322→ 8,099 total(indirect: Immediate Family Member 2) - Exercise of In-Money
Common Stock
2024-07-03+322→ 8,199 total(indirect: Immediate Family Member 3) - Purchase
Warrant (right to buy)
2024-07-03+1,500→ 1,500 totalExercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (1,500 underlying) - Purchase
Warrant (right to buy)
2024-07-03+621→ 621 total(indirect: By Spouse)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (621 underlying) - Exercise of In-Money
Common Stock
2024-07-03+3,000→ 90,880 total - Purchase
Warrant (right to buy)
2024-07-03+161→ 161 total(indirect: Immediate Family Member 1)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying) - Purchase
Warrant (right to buy)
2024-07-03+161→ 161 total(indirect: Immediate Family Member 2)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying) - Purchase
Warrant (right to buy)
2024-07-03+161→ 161 total(indirect: Immediate Family Member 3)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying) - Purchase
Warrant (right to buy)
2024-07-03+161→ 161 total(indirect: Immediate Family Member 3)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying) - Purchase
Warrant (right to buy)
2024-07-03+1,500→ 1,500 totalExercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (1,500 underlying) - Purchase
Warrant (right to buy)
2024-07-03+621→ 621 total(indirect: By Spouse)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (621 underlying) - Purchase
Warrant (right to buy)
2024-07-03+161→ 161 total(indirect: Immediate Family Member 1)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying) - Purchase
Warrant (right to buy)
2024-07-03+161→ 161 total(indirect: Immediate Family Member 2)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying)
Footnotes (2)
- [F1]The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.
- [F2]Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.
Documents
Issuer
PULSE BIOSCIENCES, INC.
CIK 0001625101
Entity typeother
Related Parties
1- filerCIK 0001674465
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 9:56 PM ET
- Size
- 33.3 KB