Levinson Mitchell E. 4
4 · PULSE BIOSCIENCES, INC. · Filed Sep 30, 2024
Insider Transaction Report
Form 4
Levinson Mitchell E.
Director
Transactions
- Exercise of In-Money
Common Stock
2024-09-24$11.00/sh+1,240$13,640→ 21,240 total(indirect: By Spouse) - Exercise of In-Money
Common Stock
2024-09-24$11.00/sh+322$3,542→ 8,421 total(indirect: Immediate Family Member 2) - Exercise of In-Money
Warrant (right to buy)
2024-09-24−1,500→ 0 totalExercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (1,500 underlying) - Exercise of In-Money
Common Stock
2024-09-24$11.00/sh+322$3,542→ 8,321 total(indirect: Immediate Family Member 1) - Exercise of In-Money
Warrant (right to buy)
2024-09-24−161→ 0 total(indirect: Immediate Family Member 2)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying) - Exercise of In-Money
Common Stock
2024-09-24$11.00/sh+3,000$33,000→ 93,880 total - Exercise of In-Money
Common Stock
2024-09-24$11.00/sh+322$3,542→ 8,521 total(indirect: Immediate Family Member 3) - Exercise of In-Money
Warrant (right to buy)
2024-09-24−1,500→ 0 totalExercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (1,500 underlying) - Exercise of In-Money
Warrant (right to buy)
2024-09-24−161→ 0 total(indirect: Immediate Family Member 3)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying) - Exercise of In-Money
Warrant (right to buy)
2024-09-24−620→ 1 total(indirect: By Spouse)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (620 underlying) - Exercise of In-Money
Warrant (right to buy)
2024-09-24−161→ 0 total(indirect: Immediate Family Member 2)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying) - Exercise of In-Money
Warrant (right to buy)
2024-09-24−620→ 1 total(indirect: By Spouse)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (620 underlying) - Exercise of In-Money
Warrant (right to buy)
2024-09-24−161→ 0 total(indirect: Immediate Family Member 1)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying) - Exercise of In-Money
Warrant (right to buy)
2024-09-24−161→ 0 total(indirect: Immediate Family Member 1)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying) - Exercise of In-Money
Warrant (right to buy)
2024-09-24−161→ 0 total(indirect: Immediate Family Member 3)Exercise: $11.00From: 2024-07-03Exp: 2029-07-03→ Common Stock (161 underlying)
Footnotes (2)
- [F1]The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.
- [F2]Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.