Home/Filings/4/0001437749-25-011179
4//SEC Filing

Stegagno Peter 4

Accession 0001437749-25-011179

CIK 0001417663other

Filed

Apr 6, 8:00 PM ET

Accepted

Apr 7, 4:07 PM ET

Size

48.3 KB

Accession

0001437749-25-011179

Insider Transaction Report

Form 4
Period: 2017-12-14
Stegagno Peter
Chief Operating Officer
Transactions
  • Disposition to Issuer

    Class N Warrant (right to buy)

    2019-01-238850 total
    Exercise: $0.00From: 2017-12-21Exp: 2019-03-17Common Stock (885 underlying)
  • Award

    Stock Option (right to buy)

    2016-06-16+1,3331,333 total
    Exercise: $15.00Exp: 2026-06-16Common Stock (1,333 underlying)
  • Award

    Stock Option (right to buy)

    2016-11-09+1,1321,132 total
    Exercise: $67.50Exp: 2026-11-09Common Stock (1,132 underlying)
  • Award

    Stock Option (right to buy)

    2017-06-15+1,6001,600 total
    Exercise: $41.25Exp: 2027-06-15Common Stock (1,600 underlying)
  • Award

    Stock Option (right to buy)

    2018-09-20+2,0002,000 total
    Exercise: $78.75Exp: 2028-09-20Common Stock (2,000 underlying)
  • Award

    Class N Warrant (right to buy)

    2019-05-31+885885 total
    Exercise: $0.00From: 2019-05-31Exp: 2019-09-03Common Stock (885 underlying)
  • Exercise/Conversion

    Class O Warrant (right to buy)

    2019-08-291,1410 total
    Exercise: $0.00From: 2019-05-31Exp: 2019-09-03Common Stock (1,141 underlying)
  • Award

    Stock Option (right to buy)

    2024-10-22+40,00040,000 total
    Exercise: $14.20Exp: 2034-10-22Common Stock (40,000 underlying)
  • Award

    Common Stock

    2019-08-29+885891 total
  • Disposition to Issuer

    Class N Warrant (right to buy)

    2019-05-018850 total
    Exercise: $0.00From: 2019-01-23Exp: 2019-05-01Common Stock (885 underlying)
  • Disposition to Issuer

    Class N Warrant (right to buy)

    2019-05-318850 total
    Exercise: $0.00From: 2019-05-01Exp: 2019-06-28Common Stock (885 underlying)
  • Exercise/Conversion

    Class N Warrant (right to buy)

    2019-08-298850 total
    Exercise: $0.00From: 2019-05-31Exp: 2019-09-03Common Stock (885 underlying)
  • Award

    Common Stock

    2019-08-29+1,1412,032 total
  • Award

    Class N Warrant (right to buy)

    2017-12-21$0.00/sh+885$0885 total
    Exercise: $0.00From: 2017-12-21Exp: 2019-03-17Common Stock (885 underlying)
  • Award

    Class N Warrant (right to buy)

    2019-01-23+885885 total
    Exercise: $0.00From: 2019-01-23Exp: 2019-05-01Common Stock (885 underlying)
  • Award

    Class N Warrant (right to buy)

    2019-05-01+885885 total
    Exercise: $0.00From: 2019-05-01Exp: 2019-06-28Common Stock (885 underlying)
  • Award

    Stock Option (right to buy)

    2019-08-26+133133 total
    Exercise: $56.25Exp: 2029-08-26Common Stock (133 underlying)
  • Award

    Class O Warrant (right to buy)

    2017-12-11+1,1411,141 total
    Exercise: $0.00From: 2017-12-11Exp: 2019-03-17Common Stock (1,141 underlying)
  • Disposition to Issuer

    Class O Warrant (right to buy)

    2019-03-011,1410 total
    Exercise: $0.00From: 2017-12-11Exp: 2019-03-17Common Stock (1,141 underlying)
  • Disposition to Issuer

    Class O Warrant (right to buy)

    2019-05-311,1410 total
    Exercise: $0.00From: 2019-03-01Exp: 2019-06-28Common Stock (1,141 underlying)
  • Award

    Class O Warrant (right to buy)

    2019-03-01+1,1411,141 total
    Exercise: $0.00From: 2019-03-01Exp: 2019-06-28Common Stock (1,141 underlying)
  • Award

    Class O Warrant (right to buy)

    2019-05-31+1,1411,141 total
    Exercise: $0.00From: 2019-05-31Exp: 2019-09-03Common Stock (1,141 underlying)
Footnotes (10)
  • [F1]On August 29, 2019, the reporting person exercised the Class N Warrants for 885 shares of common stock of Sanuwave Health, Inc. (the "Company") at an exercise price of $0.00029 per share.
  • [F10]Options will vest over a period of three years in 12 equal installments on each quarterly anniversary of the grant date.
  • [F2]On August 29, 2019, the reporting person exercised the Class O Warrants for 1,141 shares of the Company's common stock at an exercise price of $0.00029 per share.
  • [F3]On January 23, 2019, the Company extended the expiration date of the Class N Warrants to May 1, 2019.
  • [F4]On May 1, 2019, the Company extended the expiration date of the Class N Warrants to June 28, 2019.
  • [F5]On May 31, 2019, the Company extended the expiration date of the Class N Warrants to September 3, 2019.
  • [F6]On December 11, 2017, the reporting person received Class O Warrants exercisable for 1,141 shares of common stock at an exercise price of $0.00029 per share as compensation.
  • [F7]On March 1, 2019, the Company extended the expiration date of the Class O Warrants to June 28, 2019.
  • [F8]On May 31, 2019, the Company extended the expiration date of the Class O Warrants to September 3, 2019.
  • [F9]Options were fully vested at the grant date.

Issuer

SANUWAVE Health, Inc.

CIK 0001417663

Entity typeother

Related Parties

1
  • filerCIK 0002012443

Filing Metadata

Form type
4
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 4:07 PM ET
Size
48.3 KB