4//SEC Filing
NORRIS DUSTIN DAVID 4
Accession 0001437749-25-011242
CIK 0001356115other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 7:02 PM ET
Size
14.1 KB
Accession
0001437749-25-011242
Insider Transaction Report
Form 4
Norris Dustin
See Remarks
Transactions
- Purchase
Common Stock
2025-04-03$3.85/sh+54,000$207,900→ 183,399.02 total - Exercise/Conversion
Common Stock
2025-04-04+12,437→ 195,836 total - Award
Restricted Shares Units
2025-04-03+46,883→ 46,883 total→ Common Shares (46,883 underlying) - Exercise/Conversion
Restricted Shares Units
2025-04-04−12,437→ 24,876 total→ Common Shares (12,437 underlying) - Purchase
Common Stock
2025-04-07$3.53/sh+300,000$1,059,000→ 495,836 total
Holdings
- 58,090.84(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Includes shares received pursuant to an elective stock dividend paid on the Company's common shares.
- [F2]Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.47 to $3.63, inclusive. The reporting person undertakes to provide to NexPoint Diversified Real Estate Trust, any security holder of NexPoint Diversified Real Estate Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- [F4]On April 3, 2025, the reporting person was granted 46,883 restricted shares units. The restricted shares units will vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
- [F5]On April 4, 2023, the reporting person was granted 49,751 restricted shares units. The restricted shares units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025, and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Documents
Issuer
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
CIK 0001356115
Entity typeother
Related Parties
1- filerCIK 0001617176
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 7:02 PM ET
- Size
- 14.1 KB