Insider · CIK 0001617176

NORRIS DUSTIN DAVID

Reports to the SEC for 6 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001617176

Forms 4 and 5

Insider transactions

49 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-06-10	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTM Exercise/Conversion	See Remarks	MExercise/Conversion	+7,245 sh	—	—	871,831.37
2026-06-10	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Share UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−7,245 sh	—	—	21,735
2026-06-10	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTF Tax Payment	See Remarks	FTax Payment	−1,973 sh	$5.07	−$10K	869,858.37
2026-05-20	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+53.7K sh	$4.90	+$263K	864,586.37
2026-04-04	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Share UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−12.4K sh	—	—	12,438
2026-04-04	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTM Exercise/Conversion	See Remarks	MExercise/Conversion	+12.4K sh	—	—	797,920.07
2026-04-04	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTF Tax Payment	See Remarks	FTax Payment	−4,918 sh	$4.43	−$21.8K	793,002.07
2026-04-03	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTM Exercise/Conversion	See Remarks	MExercise/Conversion	+11.7K sh	—	—	789,040.07
2026-04-03	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Share UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−11.7K sh	—	—	35,163
2026-04-03	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTF Tax Payment	See Remarks	FTax Payment	−3,558 sh	$4.43	−$15.8K	785,482.07
2026-03-18	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Share UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−17.9K sh	—	—	35,714
2026-03-18	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTF Tax Payment	See Remarks	FTax Payment	−6,551 sh	$4.41	−$28.9K	777,320.07
2026-03-18	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTM Exercise/Conversion	See Remarks	MExercise/Conversion	+17.9K sh	—	—	783,871.07
2025-06-10	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Share UnitsA Award	See Remarks	AAward	+29K sh	—	—	28,980
2025-05-27	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+75.6K sh	$3.64	+$275K	715,087.66
2025-05-23	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+20K sh	$3.40	+$68K	639,487.66
2025-05-21	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+77.6K sh	$3.44	+$267K	619,461
2025-05-20	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+46K sh	$3.53	+$162K	541,836
2025-04-07	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+300K sh	$3.53	+$1.06M	495,836
2025-04-04	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTM Exercise/Conversion	See Remarks	MExercise/Conversion	+12.4K sh	—	—	195,836
2025-04-04	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Shares UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−12.4K sh	—	—	24,876
2025-04-03	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+54K sh	$3.85	+$208K	183,399.02
2025-04-03	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Shares UnitsA Award	See Remarks	AAward	+46.9K sh	—	—	46,883
2025-03-18	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTM Exercise/Conversion	See Remarks	MExercise/Conversion	+17.9K sh	—	—	126,432.78
2025-03-18	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Shares UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−17.9K sh	—	—	53,571
2024-06-20	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+63.4K sh	$4.73	+$300K	104,057.49
2024-04-04	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Shares UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−12.4K sh	—	—	37,313
2024-04-04	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTM Exercise/Conversion	See Remarks	MExercise/Conversion	+12.4K sh	—	—	44,667.6
2024-04-04	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTF Tax Payment	See Remarks	FTax Payment	−4,054 sh	$6.05	−$24.5K	40,613.6
2024-03-18	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Shares UnitsA Award	See Remarks	AAward	+71.4K sh	—	—	71,429
2023-04-04	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Shares UnitsA Award	See Remarks	AAward	+49.8K sh	—	—	49,751
2023-01-04	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+8,910 sh	$11.30	+$101K	30,695
2022-06-02	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Contingent Bonus AwardA Award	See Remarks	AAward	+32.4K sh	—	—	32,425.42
2022-06-02	HFROHIGHLAND OPPORTUNITIES & INCOME FUND · Contingent Bonus AwardA Award	Executive Vice President	AAward	+42.4K sh	—	—	42,372.88
2022-06-02	NRSAXNEXPOINT REAL ESTATE STRATEGIES FUND · Contingent Bonus AwardA Award	Executive Vice President	AAward	+21.7K sh	—	—	21,691.97
2021-10-28	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+5,780 sh	$14.87	+$85.9K	43,632.58
2021-08-12	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+12.5K sh	$13.99	+$175K	37,852.58
2021-06-15	HFROHIGHLAND OPPORTUNITIES & INCOME FUND · Contingent Bonus AwardJ Other	Executive Vice President	JOther	+27.3K sh	—	—	27,322.404
2021-06-09	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Contingent Bonus AwardJ Other	See Remarks	JOther	+43.4K sh	—	—	43,446.778
2020-09-16	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+8,169.77 sh	$9.35	+$76.4K	21,304.23
2019-05-31	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Subscription Rights (right to buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−2,397 sh	—	—	0
2019-05-31	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTM Exercise/Conversion	See Remarks	MExercise/Conversion	+2,397 sh	$17.77	+$42.6K	11,078.49
2019-04-11	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Restricted Stock UnitsA Award	See Remarks	AAward	+3,893.724 sh	—	—	3,893.724
2018-06-07	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Subscription Rights (right to buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−789 sh	—	—	0
2018-06-07	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTM Exercise/Conversion	See Remarks	MExercise/Conversion	+1,706 sh	$21.30	+$36.3K	6,606.288
2018-06-07	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTM Exercise/Conversion	See Remarks	MExercise/Conversion	+789 sh	$21.30	+$16.8K	1,026.795
2018-06-07	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUST · Subscription Rights (right to buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−1,706 sh	—	—	0
2018-03-22	NXDTNEXPOINT DIVERSIFIED REAL ESTATE TRUSTP Purchase	See Remarks	PPurchase	+206.778 sh	$24.18	+$4,999.897	237.79
2018-03-21	HFROHIGHLAND OPPORTUNITIES & INCOME FUNDP Purchase	Executive Vice President	PPurchase	−312.034 sh	$16.02	−$4,998.785	358.84

Recent filings

Accepted (ET)
Jun 124
NORRIS DUSTIN DAVID0001437749-26-020551
SEC(opens sec.gov)
May 224
NORRIS DUSTIN DAVID0001437749-26-018308
SEC(opens sec.gov)
Apr 74
NORRIS DUSTIN DAVID0001437749-26-011664
SEC(opens sec.gov)
Mar 204
NORRIS DUSTIN DAVID0001437749-26-009282
SEC(opens sec.gov)
Jun 124
NORRIS DUSTIN DAVID0001437749-25-020233
SEC(opens sec.gov)
May 284
NORRIS DUSTIN DAVID0001437749-25-018705
SEC(opens sec.gov)
May 224
NORRIS DUSTIN DAVID0001437749-25-018217
SEC(opens sec.gov)
Apr 74
NORRIS DUSTIN DAVID0001437749-25-011242
SEC(opens sec.gov)

Companies

Address

300 CRESCENT COURT, SUITE 700

DALLAS, TX, 75201