4//SEC Filing
DE LA AGUILERA LUIS 4
Accession 0001437749-25-018249
CIK 0001901637other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 8:10 AM ET
Size
17.1 KB
Accession
0001437749-25-018249
Insider Transaction Report
Form 4
DE LA AGUILERA LUIS
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2025-05-21−5,000→ 35,000 totalExercise: $7.50From: 2017-04-01Exp: 2026-04-01→ Common Stock (40,000 underlying) - Exercise/Conversion
Class A Voting Common Stock
2025-05-21$7.50/sh+5,000$37,500→ 243,974 total - Sale
Class A Voting Common Stock
2025-05-21$16.94/sh−5,000$84,700→ 238,974 total - Exercise/Conversion
Class A Voting Common Stock
2025-05-22$7.50/sh+25,000$187,500→ 263,974 total - Sale
Class A Voting Common Stock
2025-05-22$16.70/sh−25,000$417,500→ 238,974 total - Exercise/Conversion
Stock Option (Right to Buy)
2025-05-22−25,000→ 10,000 totalExercise: $7.50From: 2017-04-01Exp: 2026-04-01→ Common Stock (35,000 underlying)
Holdings
- 40,000
Stock Option (Right to Buy)
Exercise: $11.35From: 2020-09-23Exp: 2029-09-23→ Common Stock (40,000 underlying) - 160,000
Stock Option (Right to Buy)
Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Common Stock (160,000 underlying)
Footnotes (6)
- [F1]Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.81 to $17.00, inclusive. The reporting person undertakes to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.56 to $16.85, inclusive.
- [F4]The stock options vested at the rate of 25% per year commencing on April 1, 2017.
- [F5]The stock options vested at the rate of one-third per year commencing on September 23, 2020.
- [F6]The stock options vested at the rate of one-third per year commencing on September 27, 2022.
Documents
Issuer
USCB FINANCIAL HOLDINGS, INC.
CIK 0001901637
Entity typeother
Related Parties
1- filerCIK 0001916660
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 8:10 AM ET
- Size
- 17.1 KB