USCB FINANCIAL HOLDINGS, INC.·4

Sep 15, 2:22 PM ET

Feinglass Howard 4

4 · USCB FINANCIAL HOLDINGS, INC. · Filed Sep 15, 2025

Insider Transaction Report

Form 4
Period: 2025-09-12
Feinglass Howard
Director10% Owner
Transactions
  • Other

    Class A Voting Common Stock

    2025-09-1250,0003,968,309 total(indirect: By Priam Capital Fund II, LP)
Holdings
  • Option to Purchase Class A Voting Common Stock

    Exercise: $11.35From: 2019-09-23Class A Common Stock (4,000 underlying)
    4,000
  • Class A Voting Common Stock

    6,314
  • Option to Purchase Class A Voting Common Stock

    Exercise: $7.50From: 2016-03-01Class A Common Stock (7,500 underlying)
    7,500
Footnotes (3)
  • [F1]Priam Captial Fund II, LP distributed these shares to an unaffiliated limited partner in Priam Capital Fund II, LP for no consideration.
  • [F2]Priam Capital Fund II, L.P. ("Priam Capital II") directly holds the indicated number of shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.
  • [F3]The options were previously granted to Mr. Feinglass as a director of the Company. Each option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) ten (10) years after its date of grant or (b) the (3) months after the date Mr. Feinglass ceases to serve as a non-employee of the Issuer.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4