Turning Point Brands, Inc.·4

Dec 10, 5:00 PM ET

Purdy Graham 4

4 · Turning Point Brands, Inc. · Filed Dec 10, 2025

Insider Transaction Report

Form 4
Period: 2025-12-08
Purdy Graham
DirectorPresident and CEO
Transactions
  • Other

    Forward contract

    2025-12-08+140,140140,140 total
    Common Stock (140,140 underlying)
Footnotes (1)
  • [F1]On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4