Home/Filings/4/0001437749-26-000678
4//SEC Filing

Purdy Graham 4

Accession 0001437749-26-000678

CIK 0001290677other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 8:50 PM ET

Size

6.7 KB

Accession

0001437749-26-000678

Insider Transaction Report

Form 4
Period: 2026-01-02
Purdy Graham
DirectorPresident and CEO
Transactions
  • Tax Payment

    Common Stock

    2026-01-02$110.24/sh368$40,568227,098 total
Holdings
  • Forward contract

    Common Stock
    140,140
Footnotes (3)
  • [F1]The reported transaction involves shares withheld for the payment of taxes related to the restricted units that have vested on 1/2/2026.
  • [F2]The total reported in Column 5 includes 33,186 restricted stock units and 193,912 shares of common stock.
  • [F3]On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

Issuer

Turning Point Brands, Inc.

CIK 0001290677

Entity typeother

Related Parties

1
  • filerCIK 0001794878

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 8:50 PM ET
Size
6.7 KB