GOMEZ OSCAR 4
Accession 0001437749-26-001843
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 1:50 PM ET
Size
7.8 KB
Accession
0001437749-26-001843
Research Summary
AI-generated summary of this filing
USCB Financial EVP Oscar Gomez Sells 605 Shares to Cover Taxes
What Happened
Oscar Gomez, Executive Vice President, Global Banking at USCB Financial Holdings (USCB), disposed of 605 shares on January 21, 2026 at $20.38 per share for a total of $12,330. The Form 4 reports code "F" — shares disposed to satisfy tax withholding or payment of an exercise price/tax liability — indicating this was a tax-withholding/cashless-type disposition rather than a market sale intended as an investment decision.
Key Details
- Transaction date: January 21, 2026; filing date: January 23, 2026 (appears timely).
- Price: $20.38 per share; Shares disposed: 605; Gross proceeds: $12,330.
- Transaction code: F — payment of exercise price or tax liability (tax withholding).
- Shares owned after transaction: not specified in the provided filing excerpt.
- Footnotes of note:
- F1: Lists restricted stock that includes 957, 1,813, 10,000 and 4,078 shares from multiple grants with one‑third-per‑year vesting schedules (vesting start dates: Jan 22, 2025; Mar 8, 2024; Oct 28, 2025; Jan 21, 2026).
- F2/F3: Refer to option grants that vest at one‑third per year (commencing Sept 27, 2022 and July 1, 2018, respectively).
Context
Code F transactions are typically routine tax-withholding disposals tied to option exercises or restricted stock vesting (a form of cashless settlement). These disposals generally reflect tax obligations rather than a directional bet on the company; they do not by themselves indicate management sentiment about the stock.
Insider Transaction Report
- Tax Payment
Class A Voting Common Stock
[F1]2026-01-21$20.38/sh−605$12,330→ 27,752 total
- 20,000
Options to Purchase Class A Voting Stock
[F2]Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Class A Voting Common Stock (20,000 underlying) - 8,000
Options to Purchase Class A Voting Stock
[F3]Exercise: $7.50From: 2018-07-01Exp: 2027-07-01→ Class A Voting Common Stock (8,000 underlying)
Footnotes (3)
- [F1]Includes 957 shares of restricted stock from a grant of 2,872 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,813 shares of restricted stock from a grant of 5,439 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, and 4,078 shares of restricted stock from a grant of 6,118 shares which commenced vesting at a rate of one-third per year on January 21, 2026.
- [F2]The options vested at a rate of one-third per year commencing on September 27, 2022.
- [F3]The options vested at a rate of one-third per year commencing on July 1, 2018.
Signature
Documents
Issuer
USCB FINANCIAL HOLDINGS, INC.
CIK 0001901637
Related Parties
1- filerCIK 0001916971
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 1:50 PM ET
- Size
- 7.8 KB