DE LA AGUILERA LUIS 4
Accession 0001437749-26-001850
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 1:57 PM ET
Size
9.2 KB
Accession
0001437749-26-001850
Research Summary
AI-generated summary of this filing
USCB Financial CEO Luis De La Aguilera Sells 3,194 Shares
What Happened Luis De La Aguilera, President, CEO and a director of USCB Financial Holdings, reported selling 3,194 shares on January 21, 2026 at $20.38 per share, generating proceeds of $65,094. The Form 4 lists this disposition under code F, indicating the sale was to satisfy an exercise price or tax liability (commonly a tax withholding related to restricted stock vesting).
Key Details
- Transaction date and price: Jan 21, 2026 — 3,194 shares disposed at $20.38 each (total $65,094).
- Filing date: Form 4 filed Jan 23, 2026 (2 days after the transaction), which appears timely under normal Form 4 rules.
- Shares owned after the transaction: Not specified in the provided excerpt.
- Transaction code: F — payment of exercise price or tax liability (i.e., likely sold to cover tax withholding).
- Relevant footnotes from the filing:
- F1: Multiple restricted stock grants are noted with varying vesting schedules, including grants that began vesting Jan 21, 2026, Jan 22, 2025, Mar 8, 2024, and Dec 31, 2024.
- F2–F4: Describe prior option grants with staggered vesting schedules (25% per year from Apr 1, 2017; one‑third per year from Sep 23, 2020; one‑third per year from Sep 27, 2022).
Context The F code and footnotes indicate this was a tax-withholding or exercise-related disposition tied to equity awards (restricted stock vesting), not an open-market sale for personal investment reasons. Such withholding sales are routine when shares vest and do not necessarily signal insider sentiment about the company.
Insider Transaction Report
- Tax Payment
Class A Voting Common Stock
[F1]2026-01-21$20.38/sh−3,194$65,094→ 219,772 total
- 40,000
Stock Option (Right to Buy)
[F3]Exercise: $11.35From: 2020-09-23Exp: 2029-09-23→ Common Stock (40,000 underlying) - 160,000
Stock Option (Right to Buy)
[F4]Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Common Stock (160,000 underlying) - 10,000
Stock Option (Right to Buy)
[F2]Exercise: $7.50From: 2017-04-01Exp: 2026-04-01→ Common Stock (10,000 underlying)
Footnotes (4)
- [F1]Includes 17,082 shares of restricted stock from a grant of 25,653 shares which commenced vesting at a rate of one-third per year on January 21, 2026, 4,045 shares of restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 41,666 shares of restricted stock from a grant of 125,000 shares which commenced vesting at a rate of one-third per year on December 31, 2024.
- [F2]The stock options vested at the rate of 25% per year commencing on April 1, 2017.
- [F3]The stock options vested at the rate of one-third per year commencing on September 23, 2020.
- [F4]The stock options vested at the rate of one-third per year commencing on September 27, 2022.
Signature
Documents
Issuer
USCB FINANCIAL HOLDINGS, INC.
CIK 0001901637
Related Parties
1- filerCIK 0001916660
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 1:57 PM ET
- Size
- 9.2 KB