GUERRA-KATTOU MARTHA 4
4 · USCB FINANCIAL HOLDINGS, INC. · Filed Jan 26, 2026
Research Summary
AI-generated summary of this filing
USCB Financial (USCB) EVP Martha Guerra-Kattou Sells Shares
What Happened
Martha Guerra-Kattou, EVP of Sales and Marketing at USCB Financial (USCB), disposed of 262 shares on January 22, 2026 at $20.70 per share, for total proceeds of $5,423. The Form 4 reports transaction code F, indicating the disposition was to satisfy an exercise price or tax liability (i.e., share withholding to cover taxes), rather than an open-market discretionary sale.
Key Details
- Transaction date: 2026-01-22
- Amount: 262 shares disposed at $20.70 each — total $5,423
- Transaction code: F (payment of exercise price or tax liability / share withholding)
- Shares owned after the transaction: not specified in the provided filing summary
- Filing date: 2026-01-26 — appears to be filed within required Form 4 timing (reported within the typical two business-day window)
- Footnotes: vesting/award details included — several restricted stock grants with staggered vesting (see below) and options vesting one‑third per year
Context
Code F transactions are commonly routine tax-withholding actions when restricted stock vests or options are exercised; they do not necessarily signal a discretionary sale by the insider. Footnote details note multiple restricted stock grants (e.g., grants with vesting that began Jan 22, 2025; Mar 8, 2024; Oct 28, 2025; and Jan 21, 2026) and that the options in question vest at one-third per year commencing Jan 22, 2022. For retail investors, purchase transactions usually carry more informational weight than routine withholding disposals like this one.
Insider Transaction Report
- Tax Payment
Class A Voting Common Stock
[F1]2026-01-22$20.70/sh−262$5,423→ 34,822 total
- 40,000
Options to Purchase Class A Voting Stock
[F2]Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Class A Voting Common Stock (40,000 underlying)
Footnotes (2)
- [F1]Includes 885 shares of restricted stock from a grant of 2,655 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,645 shares of restricted stock from a grant of 4,933 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 13,333 shares of restricted stock from a grant of 20,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025 and 3,938 shares of restricted stock from a grant of 5,907 shares which commenced vesting at a rate of one-third per year on January 21, 2026.
- [F2]The options vested at a rate of one-third per year commencing on January 22, 2022.