GOMEZ OSCAR 4

4 · USCB FINANCIAL HOLDINGS, INC. · Filed Jan 28, 2026

AI-generated summary of this filing

Updated Jan 29, 2026

USCB Exec VP Oscar Gomez Receives 6,177-Share Restricted Award

What Happened

Oscar Gomez, Executive Vice President, Global Banking at USCB Financial Holdings (USCB), received a grant of 6,177 restricted shares on January 27, 2026. The shares were awarded at no cash cost (acquisition price $0) and are subject to a time‑based vesting schedule.

Key Details

Transaction type: Award/Grant (code A).
Transaction date: January 27, 2026; Form 4 filed January 28, 2026 (timely).
Price: $0.00 per share (restricted stock grant).
Vesting: Footnote F1 — vests at one‑third per year beginning January 27, 2027.
Prior restricted stock detail: Footnote F2 lists prior grants totaling 16,848 restricted shares (957; 1,813; 10,000; 4,078) with various vesting commencement dates.
Other footnotes: F3 and F4 note earlier option vesting schedules from prior grants.
Shares owned after transaction: Not specified in the transaction summary of the filing.

Context

This was a compensation/retention award of restricted stock, not an open‑market purchase or sale. Restricted shares typically cannot be sold until they vest, so this does not represent an immediate bullish purchase or a liquidity event.
Awards are common for executive compensation and are intended to align incentives over time; they should be viewed as long‑term compensation rather than a direct trading signal.

Form 4

Period: 2026-01-27

EVP, Global Banking

Transactions

Holdings

Options to Purchase Class A Voting Stock
[F3]
Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Class A Voting Common Stock (20,000 underlying)
20,000
Options to Purchase Class A Voting Stock
[F4]
Exercise: $7.50From: 2018-07-01Exp: 2027-07-01→ Class A Voting Common Stock (8,000 underlying)
8,000

Footnotes (4)

[F1]Represents the grant of 6,177 shares of restricted stock which vest at a rate of one-third per year commencing on January 27, 2027.
[F2]Includes 957 shares of restricted stock from a grant of 2,872 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,813 shares of restricted stock from a grant of 5,439 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, and 4,078 shares of restricted stock from a grant of 6,118 shares which commenced vesting at a rate of one-third per year on January 21, 2026.
[F3]The options vested at a rate of one-third per year commencing on September 27, 2022.
[F4]The options vested at a rate of one-third per year commencing on July 1, 2018.

Signature

/s/ Robert Anderson by P.O.A. for Oscar Gomez|2026-01-28

1 file